Compliance Challenges 2020
4th February 2020 @ 5:00 pm - 7:00 pm
Compliance seminar
Date: Tuesday 4th February 2020
Venue: The University of Law, Christleton Hall, Christleton, Chester, CH3 7AB
Timings: Registration 5pm, Seminar 5:30pm – 7.00pm
This seminar will provide you with an insight into some of the compliance challenges that 2020 will bring for law firms, including:
- SRA thematic reviews
- AML
- Competency
- Transparency
- Compliance Officers
- Standards & Regulations (STaRs)
- Ensuring compliance with the STaRs
- People risks
The seminar will also provide you with suggestions and ideas on how you can work to meet your ongoing compliance obligations, and a Q&A session.
Speaker
Brian Rogers is Regulatory Director in the Digital Learning & Compliance Division within the Access Group, and is responsible for ensuring the Group provides first class regulatory and compliance content and thought leadership to its customers.
The Access Group provides software, training and risk and compliance solutions to law firms including:
- A risk and compliance management system
- Online training library
- Learning management system to help manage competency requirements
- Recruitment management and screening system
- HR management system
- Risk and compliance advisory services.
Reserve your place
The seminar is free to attend for CNWLS members. Reserve your place by emailing Carol Draycott with the names of those attending and your firm details.
Non-members are also welcome. Places are £25 each for non-members, with payment to be made to:
Cheshire and North Wales Law Society
Bank Account: 79823513
Sort Code: 60-40-08
Reference: Seminar 01 and your name
If you have any questions about the event, please contact Carol Draycott.